科研成果 by Type: 期刊论文

研究手稿
雷琳旋, 张逸凡. 中国地方政府财政收入结构与人口迁移:基于第七次全国人口普查数据的实证分析. 研究手稿.
张逸凡, 马啸. 信息视角下的边疆治理——制度遗产、当代实践与理论意涵. 研究手稿.
高明, 张青萍. 迁移家庭的金融决策:理论分歧与实证检验. 研究手稿.Abstract
提升迁移家庭福利是推进以人为核心的新型城镇化战略的关键议题,而金融决策是影响家庭福利的核心决策之一。背景风险理论预期,迁移后家庭面临更多不确定性,应当降低风险承担;而前景理论则认为,迁移者的现状低于参照点时将产生冒险动机。基于理性框架与行为视角的理论预测分歧,本文使用中国家庭金融调查数据进行实证检验。结果显示,相比本地家庭,迁移家庭、特别是非获户籍的迁移家庭对风险性金融资产的投资概率和持有比例均更高,并且财富水平较低的迁移家庭风险投资增加更多。这一结果与前景理论相符,与背景风险理论相悖。不同维度的实证分析佐证了前景理论的解释:迁移后,在迁入地财富水平较低的迁移家庭风险偏好上升,而财富水平较高者风险偏好没有显著变化;对短期经济形势预期悲观、实际收入与期望差距较大、自我感知生活水平相对较低、迁入地贫富差距较大和教育、医疗、住房等公共服务水平较低时,迁移家庭的风险投资倾向更高。进一步研究表明,迁移家庭的金融资产配置更为分散,但风险性金融资产配置更为集中;更多的风险投资并没有带来更多收益,反而抑制了消费。本研究有助于深入理解迁移对家庭金融决策和福利的影响,对推进以人为核心的新型城镇化具有重要的政策涵义。
高明, 刘玉珍, 张宇. 金融教育:理论基础与实验证据. 研究手稿.Abstract
学术界和政策制定者希望通过金融教育提升金融素养,改善家庭和社会福利。金融教育在英文文献中已有非常丰富的研究,但尚未引起中文文献的足够重视。本文系统回顾了发表于权威英文学术期刊的随机控制实验和准实验金融教育文献,并结合关于金融素养的理论和实证研究,探讨金融教育的有效性及其影响因素。本文发现,学术文献虽然有一定分歧,但总体上认为金融教育显著提升金融素养,改善储蓄、借贷、保险、退休计划等金融行为,有助于家庭财富积累;教育时点、内容、方式是影响金融教育效果的重要因素。早期的金融教育和金融决策对财富积累具有持续性的影响;数学训练可以改善认知水平,是金融教育的基础;持续和个性化教育、支持和激励有助于可持续的行为变化。基于实验和准实验证据,本文提出改善金融教育的政策建议,并讨论了进一步研究方向。
出版中
Huang T, Zheng Y, Yu Z, Chen R, Li Y, Xiong R, Ma L, Zhao J, Dong S, Zhu L, et al. 1000× Faster Camera and Machine Vision with Ordinary Devices. Engineering. 出版中.Abstract
In digital cameras, we find a major limitation: the image and video form inherited from a film camera obstructs it from capturing the rapidly changing photonic world. Here, we present vidar, a bit sequence array where each bit represents whether the accumulation of photons has reached a threshold, to record and reconstruct the scene radiance at any moment. By employing only consumer-level CMOS sensors and integrated circuits, we have developed a vidar camera that is 1,000× faster than conventional cameras. By treating vidar as spike trains in biological vision, we have further developed a spiking neural network-based machine vision system that combines the speed of the machine and the mechanism of biological vision, achieving high-speed object detection and tracking 1,000× faster than human vision. We demonstrate the utility of the vidar camera and the super vision system in an assistant referee and target pointing system. Our study is expected to fundamentally revolutionize the image and video concepts and related industries, including photography, movies, and visual media, and to unseal a new spiking neural network-enabled speed-free machine vision era.
LI J, Fu Y, Dong S, Yu Z, Huang T, Tian YH. Asynchronous Spatiotemporal Spike Metric for Event Cameras. IEEE Transactions on Neural Networks and Learning Systems [Internet]. 出版中. PDFAbstract
Event cameras as bioinspired vision sensors have shown great advantages in high dynamic range and high temporal resolution in vision tasks. Asynchronous spikes from event cameras can be depicted using the marked spatiotemporal point processes (MSTPPs). However, how to measure the distance between asynchronous spikes in the MSTPPs still remains an open issue. To address this problem, we propose a general asynchronous spatiotemporal spike metric considering both spatiotemporal structural properties and polarity attributes for event cameras. Technically, the conditional probability density function is first introduced to describe the spatiotemporal distribution and polarity prior in the MSTPPs. Besides, a spatiotemporal Gaussian kernel is defined to capture the spatiotemporal structure, which transforms discrete spikes into the continuous function in a reproducing kernel Hilbert space (RKHS). Finally, the distance between asynchronous spikes can be quantified by the inner product in the RKHS. The experimental results demonstrate that the proposed approach outperforms the state-of-the-art methods and achieves significant improvement in computational efficiency. Especially, it is able to better depict the changes involving spatiotemporal structural properties and polarity attributes.
Zhao X-C. By-production, emissions and abatement cost–climate benefit of HFC-23 in China's HCFC-22 plants. Advances in Climate Change Research [Internet]. 出版中. 访问链接Abstract
After the Kigali Amendment (KA) came into effect, HCFC-22 plants are obliged to limit HFC-23 emissions. Therefore, the study of cost-effective mitigation pathways for HFC-23 is important for the sustainable implementation of KA in China and other HCFC-22 producing countries. This study constructed an inventory of HFC-23 by-production, emissions, and abatement for HCFC-22 plants in China from 2006 to 2020, and predicted the costs and climate benefits of HFC-23 abatement in China's compliance with the KA between 2021 and 2060. Results showed that HFC-23 emissions from HCFC-22 plants in China contributed about 60% of the growth in global atmospheric mole fraction of HFC-23 observed by Advanced Global Atmospheric Gases Experiment (AGAGE) from 2007 to 2020. Furthermore, China's cumulative HFC-23 abatement was about 109 kt (1613 Mt CO2-eq) from 2006 to 2019, accounting for 53% of total by-production, which allowed the global atmospheric mole fraction and radiative forcing of HFC-23 in 2020 to avoid an uplift of 9.2 × 10−9 and 1.7 mW m−2, respectively, contributing to climate change mitigation. Under the baseline of the Kigali Amendment, less emission (LE), and resource utilization (RU) scenarios, the cumulative HFC-23 abatement from 2021 to 2060 would be 683 ± 29 kt (10107 ± 431 Mt CO2-eq), 694 ± 29 kt (10277 ± 427 Mt CO2-eq), and 702 ± 29 kt (10385 ± 426 Mt CO2-eq), respectively. The cumulative net abatement costs for the KA, LE, and RU scenarios would be 5.0 ± 0.2, 2.9 ± 0.2, and −2.7 ± 0.2 billion CNY (2021 prices), respectively. In the future, applying resource utilization technology to reduce HFC-23 emissions can achieve both climate and economic benefits.
S Z, J Z, M Y. A comprehensive and comparative evaluation of primers for metabarcoding eDNA from fish. Methods in Ecology and Evolution [Internet]. 出版中. 访问链接
Binder I, Hakobyan H, Li W-B. Conformal Dimension of the Brownian Graph. Duke Math. J. [Internet]. 出版中. ArXiv
Zhang Y, Bu T, Zhang J, Tang S, Yu Z, Liu JK, Huang T. Decoding Pixel-Level Image Features from Two-Photon Calcium Signals of Macaque Visual Cortex. Neural Computation. 出版中.Abstract
Images of visual scenes comprise essential features important for visual cognition of the brain. The complexity of visual features lies at different levels, from simple artificial patterns to natural images with different scenes. It has been a focus of using stimulus images to predict neural responses. However, it remains unclear how to extract features from neuronal responses. Here we addressed this question by leveraging two-photon calcium neural data recorded from the visual cortex of awake macaque monkeys. With stimuli including various categories of artificial patterns and diverse scenes of natural images, we employed a deep neural network decoder inspired by image segmentation technique. Consistent with the notation of sparse coding for natural images, a few neurons with stronger responses dominated the decoding performance, whereas decoding of artificial patterns needs a large number of neurons. When decoding natural images using the model pre-trained on artificial patterns, salient features of natural scenes can be extracted, as well as the conventional category information. Altogether, our results give a new perspective on studying neural encoding principles using reverse-engineering decoding strategies.
Liu Z, Dai P, Xing H, Yu Z, Zhang W. A Distributed Algorithm for Task Offloading in Vehicular Networks With Hybrid Fog/Cloud Computing. IEEE Transactions on Systems, Man, and Cybernetics: Systems [Internet]. 出版中. PDFAbstract
Fog computing has been an effective paradigm of real-time applications in the IoT area, which enables task offloading at network edge devices. Particularly, many emerging vehicular applications require real-time interaction between the terminal users and computation servers, which can be implemented in fog-based architecture. However, it is still challenging to apply fog computing in vehicular networks due to high mobility of vehicles and uneven distribution of vehicle density, which may result in performance degradation, such as unbalanced workload and unexpected task failure. In this article, we investigate a new service scenario of task offloading under a three-layer service architecture, where the resources of vehicular fog (VF), fog server (FS), and central cloud (CC) are utilized in a cooperative way. On this basis, we formulate the probabilistic task offloading (PTO) problem by synthesizing task transmission, computation, and result retrieval, as well as characterizing the heterogeneity of computation servers. The objective of the PTO is to minimize the weighted sum of execution delay, energy consumption, and payment cost. To resolve the PTO problem, we propose a comprehensive task offloading algorithm by combining the alternating direction method of multipliers (ADMMs) and particle swarm optimization (PSO), called ADMM-PSO. The basic idea of the ADMM-PSO is to divide the PTO problem into multiple unconstrained subproblems and achieve the optimal solution in the form of an iterative coordination process. For each iteration, the solution is achieved by solving each subproblem with the PSO and updated based on a designed rule, which is able to converge to the optimal solution when the stop criterion is satisfied. Finally, we build the simulation model and implement the proposed algorithm for performance evaluation. The simulation results demonstrate the superiority of the proposed algorithm under a wide range of service scenarios.
Gao D. Historical production and release inventory of PCDD/Fs in China and projections upon policy options by 2025. Science of the Total Environment. 出版中.Abstract
Using the source identification and classification methodology described in UNEP standardized toolkit for dioxin releases, combined with research data over the past decade, the production and release of polychlorinated dibenzo-p-dioxins and polychlorinated dibenzofurans (PCDD/Fs) from 6 major sectors in China were inventoried from 2003 to 2020, and were projected until 2025 based on current control measures and relevant industrial plans. The results showed that after ratification of the Stockholm Convention, China’s production and release of PCDD/Fs began to decline after peaking in 2007, demonstrating the effectiveness of preliminary control measures. However, the continual expansion of manufacturing and energy sectors, along with the lack of compatible production control technology, reversed the declining trend of production after 2015. Meanwhile, the environmental release continued to decrease, but at a slower rate after 2015. If subject to current policies, production and release would remain elevated with an expanding gap in between. This study also established the congener inventories, revealing the significance of OCDF and OCDD in terms of both production and release, and that of PeCDF and TCDF in terms of environmental impacts. Lastly, through comparison with other developed countries and regions, it was concluded that room for further reduction exists, but can only be achieved through strengthened regulations and improved control measures.
Li J, Tan Y. Loser-out Tournament Based Fireworks Algorithm for Multi-modal Function Optimization. IEEE Transactions on Evolutionary Computation [Internet]. 出版中. 访问链接
Jia S, Yu Z, Onken A, Tian YH, Tiejun H, Liu JK. Neural System Identification With Spike-Triggered Non-Negative Matrix Factorization. IEEE Transactions on Cybernetics [Internet]. 出版中. PDFAbstract
Neuronal circuits formed in the brain are complex with intricate connection patterns. Such complexity is also observed in the retina with a relatively simple neuronal circuit. A retinal ganglion cell (GC) receives excitatory inputs from neurons in previous layers as driving forces to fire spikes. Analytical methods are required to decipher these components in a systematic manner. Recently a method called spike-triggered non-negative matrix factorization (STNMF) has been proposed for this purpose. In this study, we extend the scope of the STNMF method. By using retinal GCs as a model system, we show that STNMF can detect various computational properties of upstream bipolar cells (BCs), including spatial receptive field, temporal filter, and transfer nonlinearity. In addition, we recover synaptic connection strengths from the weight matrix of STNMF. Furthermore, we show that STNMF can separate spikes of a GC into a few subsets of spikes, where each subset is contributed by one presynaptic BC. Taken together, these results corroborate that STNMF is a useful method for deciphering the structure of neuronal circuits.
Jia S, Li X, Huang T, Liu JK, Yu Z. Representing the Dynamics of High-Dimensional Data with Non-Redundant Wavelets. Patterns. 出版中.Abstract
A crucial question in data science is to extract meaningful information embedded in high-dimensional data. Such information is often formed into a low-dimensional space with a set of features that can represent the original data at different levels. Wavelet analysis is a pervasive method for decomposing time-series signals into a few levels with detailed temporal resolution. However, the wavelets after decomposition are intertwined and could be over-represented across levels for each sample and across different samples within one population. In this work, using simulated spikes, experimental neural spikes and calcium imaging signals, and human electrocortigraphic signals, we leveraged conditional mutual information between wavelets for feature selection. The meaningfulness of selected features was verified to decode stimulus or condition from dynamic neural responses. We demonstrated that decoding with only a small set of these features can achieve high decoding. These results provide a new way of wavelet analysis for extracting essential features of the dynamics of spatiotemporal neural data, which then enables to support novel model design of machine learning with representative features. 
高树伟. 《史记正义》作者张守节新考. 历史文献研究. 出版中;47.
张开、段德敏. 政治现实主义视角中的灾难与命运:评艾丽森·麦奎因《灾变论时代中的政治现实主义》. 北大政治学评论. 出版中;14:253-263.
准备出版
Bonk M, Li W-B, Li Z. On dynamical Kapovich-Kleiner conjecture. Available upon request. 准备出版.
已提交
Cao C-Q, Deng Y-H, Xu L-P, Zhang X-H, Wang Y, Chen H, Chen Y-H, Chen Y, Yan C-H, Zhang Y-Y, et al. Causal analysis to study the effect of haploidentical versus HLA-matched sibling donor transplantation on relapse in survivors among acute lymphoblastic leukemia patients based on a retrospective study. 已提交.
Deng Y, Chang Y, Zhou X-H. Causal Inference with Truncation-by-Death and Unmeasured Confounding. arXiv [Internet]. 已提交. 访问链接Abstract
Clinical studies sometimes encounter truncation by death, rendering some outcomes undefined. Statistical analysis based solely on observed survivors may give biased results because the characteristics of survivors differ between treatment groups. By principal stratification, the survivor average causal effect was proposed as a causal estimand defined in always-survivors. However, this estimand is not identifiable when there is unmeasured confounding between the treatment assignment and survival or outcome process. In this paper, we consider the comparison between an aggressive treatment and a conservative treatment with monotonicity on survival. First, we show that the survivor average causal effect on the conservative treatment is identifiable based on a substitutional variable under appropriate assumptions, even when the treatment assignment is not ignorable. Next, we propose an augmented inverse probability weighting (AIPW) type estimator for this estimand with double robustness. Finally, large sample properties of this estimator are established. The proposed method is applied to investigate the effect of allogeneic stem cell transplantation types on leukemia relapse.

Pages